Asset class (this applies to any asset class)

We manage our assets internally (direct) [OO 05]

with no RI implementation [OO 10 and 11]

No reporting

Your score: E
on the direct asset class module

with RI implementation [OO 10 and 11]

asset class < 10% out of our total AUM [OO 05]

Choose not to Report [OO 12]

No Score [OO 12]

Choose to Report [OO 12]

asset class > 10% out of our total AUM [OO 05]

mandatory to report:
OO | SG | SAM | CM
+
relevant asset class module(s)

Managed Externally (Indirect) [OO 05]

with no RI implementation [OO 10 and 11]

No reporting

Your score: E
on Selection, Appointment and Monitoring Module

with RI implementation [OO 10 and 11]

asset class < 10% out of our total AUM [OO 05]

Choose not to Report [OO 12]

No score [OO 12]

Choose to Report [OO 12]

asset class > 10% out of our total AUM[OO 05]

mandatory to report:
OO | SG | SAM | CM

For Listed Equity - Active Ownership

For engagements

We engage indiviually, via collaborations or via service providers [OO 10]

Listed equity < 10% of total AUM [OO 05]

Choose no Report [OO 12]

no score

Choose to Report [OO 12]

Listed equity > 10% of total AUM [OO 05]

Our managers engage on our behalf [OO 10]

Listed equity < 10% of total AUM [OO 05]

Choose no Report [OO 12]

no score

Choose to Report [OO 12]

Listed equity > 10% of total AUM [OO 05]

Neither [OO 10]

E for Listed Equity Active Ownership - Engagements section

For voting

We vote indiviually or via service providers [OO 10]

Listed equity < 10% of total AUM [OO 05]

Choose no Report [OO 12]

no score

Choose to Report [OO 12]

Listed equity > 10% of total AUM [OO 05]

Our managers engage on our behalf [OO 10]

Listed equity < 10% of total AUM [OO 05]

Choose no Report [OO 12]

no score

Choose to Report [OO 12]

Listed equity > 10% of total AUM [OO 05]

Neither [OO 10]

E for Listed Equity Active Ownership - Voting section

For Service Providers

Advisement and Consulting (AC)/Reporting (REP)/Research and Data Provision (RDP)/Stewardship Services (SS)

core business activity

no ESG coverage

report only:
OO | SG | CM

ESG coverage

mandatory to report:
OO | SG | CM
+
relevent module(s)

non-core business activity

ESG coverage

We choose to report

mandatory to report:
OO | SG | CM
+
relevent module(s)

We choose not to report

no ESG coverage

report only:
OO | SG | CM

Other Service

core business activity

no ESG coverage

report only:
OO | SG | CM

ESG coverage

report only:
OO | SG | CM

non-core business activity

no ESG coverage

report only:
OO | SG | CM

ESG coverage

report only:
OO | SG | CM